Important Disclosure Information
LPL Financial is a broker dealer registered with the United States Securities and Exchange Commission (SEC) and is a member of both the Financial Industry Regulatory Authority, Inc (FINRA) and Securities Investor Protection Corporation (SIPC). The principal office of LPL Financial is located at 1055 LPL Way, Fort Mill, SC 29715.
LPL Financial and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon broker-dealers and investment advisers by those states in which LPL Financial has clients. LPL Financial may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. LPL Financial’s website is limited to the dissemination of general information pertaining to its brokerage products and services. Accordingly, the publication of LPL Financial’s website on the Internet should not be construed by any consumer and/or prospective client as LPL Financial’s solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
Any subsequent, direct communication by LPL Financial with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status and/or disciplinary history of LPL Financial or any of its agents please contact the SEC or FINRA and/or the state securities law administrator for those states in which LPL Financial maintains a registration and or notice filing. LPL Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to LPL Financial’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Bob Bhayani
Registered to sell securities in the following states:
AL, AZ, CO, DE, FL, GA, KY, MA, MI, NC, NV, NJ, NY, PA, SC, TX, VA
Licensed to sell insurance products in the following states:
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Iveta Hedvig
Registered to sell securities in the following states:
NJ
Licensed to sell insurance products in the following states:
AL, AZ, CA, CT, DC, DE, FL, KY, MA, MT, NV, NJ, NY, OH, PA, SC, TN, VA, WA, WI
Important Tax Disclosure
The information provided is not written or intended as tax or legal advice and may not be relied on for purposes of avoiding any federal tax penalties. Entities or persons distributing this information are not authorized to give tax or legal advice. Individuals are encouraged to seek advice from their own tax or legal counsel.
Link Disclosure
The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information and programs made available through this website. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the websites you are linking to.